PLANADVISER July/august 2020

A Team Approach

Plan providers opened a door for advisers to step through.

New Fiduciary Rule Ahead

The main theme of the DOL’s new rule proposal is in alignment with other regulators—the SEC and FINRA in particular—but the agency is not surrendering its jurisdiction over tax-qualified retirement plans.

On the Move

Transactions, promotions and new hires in the financial advisory industry.

Talking Points

Half of younger employees place minimal value on it.

Close to Their Hearts

Celebrating the good works of advisers who give back to their communities in personal ways.