Compliance News
Compliance News
Legislative and Judicial Actions
DOL issues missing participant guidance; a plan trustee is sued for an...
Regulatory & compliance | analysis
Regulatory & compliance | analysis
Plan Governance
According to our survey analysis, sponsors may really need your help.
Trends
Trends
M&A Gets Off to a Flying Start
Major deals have already been announced, with the likes of SageView Advisory...
Regulatory & compliance | administration
How to Choose a PEP
As pooled employer plans go live, advisers assume a new guiding role.
Trends
The New ‘60/40’ Portfolio?
Adjusting the composition of investments to meet new market realities.
Talking Points
Talking Points
Politically Correct S&P 500 boards appointed 413 new independent directors in the 2020 proxy year, according to consulting firm Spencer...
Trends
The Pandemic Effect
Many have dipped into their retirement savings, and some have even stopped or reduced their contributions.
Cover Story
Are You Leaving the Door Open?
Advisers may be overlooking points of entry to their data—what they can do to prevent cyber theft.
Regulatory & compliance | participants
The Tax Distinction
Education on saving should include a tax talk, but what can advisers safely say?
Regulatory & compliance | litigation
A Question of Liability
When the rash of litigation yields scant legal precedent, what can advisers take away?
Regulatory & compliance | investments
How 3(38) Advising Profits Clients
Investment management turns up inefficiencies, takes on some risk, and more.
Regulatory & compliance | education
Continuous Education
Plan committee members’ fiduciary training should never end.
ERISA vista
The Latest Word on ESG
In terms of plan investing, fiduciary duty continues to come first.
Advisers Giving Back
Many Ways to Mentor
Celebrating the good works of advisers who give back to their communities in personal ways.