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Weekday news and analysis for retirement plan advisers
Monday, October 31, 2022
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Compliance
SEC Marketing Rule to be Enforced Next Week
PA-102822-New-SEC-Marketing-Rules-1371712941-web
Compliance for a new rule aimed at preventing investment advisers from misleading clients goes into effect November 4, next Friday.
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Retirement Industry People Moves
Principal Financial Group hires U.S. insurance solutions distribution leader; Prudential Financial announces leadership succession for U.S. and international businesses; NEPC expands real assets team with real estate industry veteran; and more.
Today’s Most Read
1. Wait, SECURE 2.0 Might Not Pass?
2. NQDC Plans Increasingly Used to Try and Draw, Retain Execs
3. Asset Managers Scramble to Offer In-Demand Investment Vehicles
Advisers Turn to Managed Accounts as Demand for Customized Plan Design Options Grows
They began with broad adoption at large accounts, and smaller employers are increasingly considering them as a solution for their plans.
Which Party Does the Financial Industry Support?
It’s complicated. Data shows that some sub-industries within finance tend to support Democrats while others support Republicans.
Half of Americans Say They're Reducing or Stopping Retirement Savings Due to Inflation
An Allianz survey finds another 43% of Americans are also dipping into savings to meet costs. But recent PLANSPONSOR and ICI surveying shows that, at least when it comes to workplace retirement plans, participants are less likely to be cutting back.
Market Mirror Market Mirror Graph

Friday, the Dow gained 828.52 points (2.59%) to close at 32,861.80, the Nasdaq gained 309.78 points (2.87%) to end trading at 11,102.45 and the S&P 500 increased 93.76 points (2.46%) to close at 3,901.06. The Russell 2000 gained 40.60 points (2.25%) to close at 1,846.92 and the Wilshire 5000 increased 881.40 points (2.32%) to finish at 38,952.74. The price of the 10-year Treasury note decreased 29/32 bringing the yield up to 4.013%. The price of the 30-year Treasury bond decreased 30/32 bringing the yield up to 4.139%. For the week ending October 21, the Dow gained 5.72%, the Nasdaq increased 2.24% and the S&P 500 was up 3.95%. The Russell 2000 increased 7.12% and the Wilshire 5000 finished 4.10% higher.

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