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Weekday news and analysis for retirement plan advisers
Monday, April 11, 2022
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COMPLIANCE
How Thoughts About the SEC's Regulation Best Interest Have Evolved
The U.S. Securities and Exchange Commission’s Regulation Best Interest framework has been in full effect for nearly two years. The road to acceptance has had a few bumps, however, as consumer groups, the brokerage industry, various U.S. states and the SEC have continued to spar over the regulation’s many provisions.
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Insurer Calls Majority of Excessive Recordkeeping Fee Claims ‘Bogus’
Daniel Aronowitz, of Euclid Fiduciary, says a whitepaper published by his firm is meant to give perspective on which cases are illegitimate.
Today’s Most Read
1. NQDC Plans Increasingly Used to Try and Draw, Retain Execs
2. Wait, SECURE 2.0 Might Not Pass?
3. A Reminder to Avoid Fraudulent Hardship Withdrawals
Gallagher Joins Advisor Group Network
Gallagher joins Advisor Group through its affiliation with network partner Triad Advisors.
Biden Administration Extends Student Loan Pause Through August
The Department of Education says the extension will provide additional time for borrowers to plan for the resumption of payments, reducing the risk of delinquency and defaults after restart.
Retirement Industry People Moves
HUB International acquires 401(k) Advisors; Creative Planning acquires Resource Management; GW&K Investment Management names new partner; and more.
New OneDigital Adviser on Succession, Growth and More
For one advisory shop, the start of discussions about succession planning quickly led to deeper questions and, eventually, a major step forward for the firm and its staff.
Market Mirror Market Mirror Graph

Friday, the Dow closed 137.55 points (0.40%) higher at 34,721.12, the Nasdaq fell 186.30 points (1.34%) to 13,711.00, and the S&P 500 was down 11.93 points (0.27%) at 4,488.28. The Russell 2000 decreased 15.24 points (0.76%) to 1,994.56, and the Wilshire 5000 lost 163.12 points (0.36%) to finish at 44,927.42.

The price of the 10-year Treasury note decreased 26/32, bringing its yield up to 2.712%. The price of the 30-year Treasury bond fell 30/32, increasing its yield to 2.726%.

For the week ending April 8, the Dow was down 0.28%, the Nasdaq lost 3.86%, and the S&P 500 decreased 1.27%. The Russell 2000 fell 4.62%, and the Wilshire 5000 finished 1.91% lower.

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