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Weekday news and analysis for retirement plan advisers
Tuesday, September 13, 2022
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Senator Calls for Confirmation Vote on Assistant Secretary of Labor Nominee
Senator Patty Murray takes the 48th anniversary of ERISA to emphasize the importance of having a proper secretary to oversee EBSA.
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Data & Research
3rd Circuit Backs J&J in Stock-Drop Appeal
A new order emphasizes that a stock-drop plaintiff must do more than allege a general economic theory of why earlier disclosure of a financial issue would have been preferable.
Today’s Most Read
1. Nuveen CEO Minaya Steps Down, President Huffman Takes Role
2. Why Aren’t Participants Using Financial Wellness Programs?
3. Strategic Retirement Partners Launching PEP With Alerus
Mapping Uncertain Heath Care Costs in Retirement
New research suggests that, while insurance can help with some of the costs of health care, out-of-pocket expenses will continue to rise as retirees age.
Why a Regional Bank Feels Well-Positioned for Small-Plan Success
‘We, as the fiduciary adviser, can step in and leverage our investment experience and retirement insights to help business owners look out for their employees and help them prepare for retirement.’
SEC Flexes Regulatory Muscle with RIAs, Brokers in Focus
The SEC is warning advisers and broker/dealers that it is time to tighten up policies around conflicts of interest and ensure compliance with its Regulation Best Interest.
Why Are Financial Services Firms Looking to Wealth Management Leaders?
The short answer is that more financial services firms are looking at their wealth management divisions as drivers of growth; the long answer is a lot more complicated.
Market Mirror Market Mirror Graph

Monday, the Dow extended 229.63 points (0.71%) to finish trading at 32,381.34, the Nasdaq gained 154.10 points (1.27%) to close at 12.266.41 and the S&P 500 increased 43.05 points (1.05%) to end the day at 4,110.41. The Russell 2000 increased 23.24 points (1.23%) to close at 1,906.09 and the Wilshire 5000 was up 435.24 points (1.07%) to reach 41,146.44.

The price of the 10-year Treasury note decreased 25/32 bringing the yield up to 3.355%. The price of the 30-year Treasury bond was unchanged and the yield increased to 3,506%.

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