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Weekday news and analysis for retirement plan advisers
Monday, November 07, 2022
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Data & Research
Financial Advisers Focused on Client Outreach
PA-110422-Adviser outreach survey
A new survey finds that a majority of advisers expect marketing efforts to play a big role in growing their client base as they prepare for 2023.
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Deals & People
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Retirement Industry People Moves
Newfront adds senior vice president to retirement team; Mercer Advisors acquires Texas-based Mark D. Cunningham; Pure Financial Advisors adds new CEO; and more.
Today’s Most Read
1. DOL Issues Final Retirement Security Rule
2. Surprising Retirement Considerations
3. FTC Votes Through Noncompete Rule
SEC Proposes Controversial Rule on Swing Pricing and Liquidity
Savings for Low-Earners
How they want to be prepared for emergencies.
Exploring ESG Investing Conference
Join us Thursday, November 10, for a virtual conference to learn about regulations for environmental, social and governance investing in retirement plans; the debate over whether ESG factors are financial/performance factors; and what allocators, plan sponsors and advisers should consider when deciding whether and how to use ESG investments.
Market Mirror Market Mirror Graph

Friday, the Dow gained 401.97 points (1.26%) to close at 32,403.22, the Nasdaq increased 132.31 points (1.28%) to close at 10,475.25 and the S&P 500 gained 50.66 points (1.36%) to close at 3,770.55. The Russell 2000 increased 20.14 points (1.13%) to finish trading at 1,799.87 and the Wilshire 5000 gained 440.43 points (1.18%) to close at 37,635.45. The price of the 10-year Treasury note decreased 1/32, bringing the yield up to 4.164%. The price of the 30-year Treasury bond decreased 31/32, bringing the yield up to 4.253%. For the week ending November 4, the Dow lost 1.40%, the Nasdaq decreased 5.65% and the S&P 500 was down 3.35%. The Russell 2000 decreased 2.55% and the Wilshire 5000 finished 3.38% lower.

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