Tag: prohibited transaction

Products June 10th, 2021

Fiduciary Decisions Factors PTE Into IRA Rollover Compliance Software

The firm is experiencing a surge in B/Ds and RIAs requesting assistance with the new rule as the enforcement date approaches.

ERISA vista

How advisers who only do rollovers would avoid prohibited transactions.

ERISA vista

The DOL revisits the potential for adviser/client ongoing relationships.

ERISA vista

The agency homes in on fee arrangements

Sep 27-Sep 30, 2021
Virtual Conference

Friday, the Dow climbed 382.20 points (1.09%) to 35,294.76, the Nasdaq closed 73.91 points (0.50%) higher at 14,897.34, and the S&P 500 increased 33.11 points (0.75%) to 4,471.37. The Russell 2000 was down 8.52 points (0.37%) at 2,265.65, and the Wilshire 5000 gained 277.05 points (0.60%) to finish at 46,547.82.

The price of the 10-year Treasury note was down 5/32, increasing its yield to 1.575%. The price of the 30-year Treasury bond decreased 28/32, bringing its yield up to 2.049%.

For the week ending October 15, the Dow increased 1.58%, the Nasdaq climbed 2.18%, and the S&P 500 finished 1.82% higher. The Russell 2000 was up 1.46%, and the Wilshire 5000 gained 1.96%.