A workplace investor education program field tested in three states increased employee participation in workplace savings and investing programs, its creators claim.
FiPath for Advisors introduced ReferMyAdvisor, which generates prospective clients through an automated e-mail marketing platform that contacts an adviser’s existing clients.
Advisers can help retirement plan sponsors with the task of creating the most effective plan for participants and maintaining a plan compliant with various regulations.
The attorneys and securities compliance consultants at Warner Norcross and Judd LLP, a Michigan law firm, started a blog for broker/dealers, advisers and private investment funds.