Tag: DoL

New Toolkit Offers Rollover Solution

The 401K Coach released the Fiduciary Advisor’s Rollover Toolkit to provide a solution and formal process for financial advisers to offer rollover IRA services.

PANC 2012: Quarterly Review

A good quarterly review starts with an effective meeting agenda, panelists told attendees of the 2012 PLANADVISER National Conference.

PANC 2012: Drafting Disclosures

Plan sponsors have a fiduciary obligation to avoid prohibited transactions or overpaying for fees – which is where 408(b)(2) fee disclosure regulation...

How Well Do You Know Your B/D?

Do you really know how your broker/dealer makes money? If not, it’s time to learn before a Department of Labor (DOL) investigator knocks on your door.
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Next Steps?

Concerns linger about DOL fee disclosure guidance
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Weighty Measures

How to benchmark advisory practices in light of fee disclosures