RESEARCH

PLANADVISER’s 2014 DCIO Survey

Providers

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Nuveen Investments

TOTAL DCIO ASSETS ($MM)
Q1 2014$12,000
Year ending 12/31/2013$11,500
Year ending 12/31/2012$9,350
TOP DCIO FUND
Fund nameNuveen Real Estate Securities
Fund assets ($MM)$4,100
Portfolio managerJ. Rosenberg, J. Wenker, S. Sedlak
Start date1999, 2005, 2007
DCIO ASSET BREAKDOWN (does not include “other” categories)
Mutual funds80%
Collectives15%
Separate accounts5%
Stocks50%
Bonds (excluding stable value)40%
Stable value0%
Money market0%
Asset allocation*10%
% Active/Passive
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers4
Salespeople focused on institutional2
Compliance support
Plan benchmarking
Target-date evaluation tools
Training for DC plan sales/service
Investment committee meetings
# OF RK SELLING AGREEMENTS75
*Target-date, target-risk, balanced.

ARCHIVE

DCIO Survey

The reach of defined contribution investment only marketplace—and how industry insiders expect intermediaries to expand the current concentration of assets among a few DCIO providers to competing investment firms.