RESEARCH

PLANADVISER’s 2014 DCIO Survey

Providers

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Legg Mason

TOTAL DCIO ASSETS ($MM)
Q1 2014$26,400
Year ending 12/31/2013$26,000
Year ending 12/31/2012$25,000
TOP DCIO FUND
Fund nameRoyce Penn. Mutual Fund`
Fund assets ($MM)$2,670
Portfolio managerChuck Royce
Start date1972
DCIO ASSET BREAKDOWN (does not include “other” categories)
Mutual funds85%
Collectives3%
Separate accounts12%
Stocks65%
Bonds (excluding stable value)33%
Stable value0%
Money market1%
Asset allocation*1%
% Active/Passive
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers8
Salespeople focused on institutional3
Compliance support
Plan benchmarking
Target-date evaluation tools
Training for DC plan sales/service
Investment committee meetings
# OF RK SELLING AGREEMENTS62
*Target-date, target-risk, balanced.`Royce Pennsylvania Mutual Fund.

ARCHIVE

DCIO Survey

The reach of defined contribution investment only marketplace—and how industry insiders expect intermediaries to expand the current concentration of assets among a few DCIO providers to competing investment firms.