Providers

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BOK Financial

DC ASSETS
Total DC assets ($MM) $9,791
DC Assets <$5MM8%
In plans with ≤10 participants1%
In plans with >10-50 participants9%
In plans with >50–500 participants 35%
In plans with >500 participants 54%
PLANS
Total DC plans677
DC plans <$5MM56%
In plans with ≤10 participants15%
In plans with >10-50 participants35%
In plans with >50-500 participants43%
In plans with >500 participants7%
% serviced by Third Party Administrator0%
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fees
ERISA account/budget
SUPPORT SERVICES FOR ADVISERS
DC plan benchmarking
Access to ERISA counsel
Offers CE-eligible DC-specific training
Supports Advisor Managed Accounts
RELATIONSHIP MANAGEMENT (RM) TEAMS
Average case/client load (# plans/person)20
Average tenure with recordkeeper14
Average years of experience in retirement26
Dedicated RMs for NQDC plans only?
Dedicated RMs for 403(b) plans only?
Dedicated RMs for 457 plans only?
Advisers given choice of RMs to support clients
NR = Not Reported. NA = Not Applicable.

ARCHIVE

Small Plan Services Survey