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fidelity.com/smallbusiness

SOLO 401(k) OVERVIEW
Total Solo 401(k) PLANS94,760
Total Solo 401(k) assets (in $millions)$17.8B
Total Solo 401(k) participants94,760
SEP IRA OVERVIEW
Total SEP IRA PLANS638,000
Total SEP IRA assets (in $millions)$151B
Total SEP IRA accounts638,000
SEP IRA PLAN DOCUMENT TYPES ACCEPTED
IRS form 5305 (with designated firm)NR
Prototype document (either yours or the IRA custodian's)NR
Other (please specify):NR
SEP IRA PLANS BY PARTICIPANT COUNT
<5 participantsNR
5 - 10 participantsNR
>10 participantsNR
SIMPLE IRA OVERVIEW
Total SIMPLE IRA PLANS96,883
Total SIMPLE IRA assets (in $millions)$21.5B
Total SIMPLE IRA accounts357,000
SIMPLE IRA PLAN DOCUMENT TYPES ACCEPTED
IRS form 5304NR
IRS form 5305 (with designated firm)NR
Prototype document (either yours or the IRA custodian's)NR
Other (please specify):NR
SIMPLE IRA PLANS BY PARTICIPANT COUNT
<5 participants81%
5 - 10 participants11%
>10 participants8%
AVAILABLE INVESTMENT OPTIONS
Proprietary or affiliated mutual fundsYes
Other non-proprietary or affiliated mutual funds (via a fund clearing house)Yes
Proprietary or affiliated ETFsYes
Other non-proprietary or affiliated ETFs (via a clearing house)Yes
Individual shares of domestic stock/securitiesYes
Individual shares of international stock/securitiesYes
Individual Bonds or Certificates of Deposit (outside of mutual funds)Yes
OtherNo
ACCOUNT FEES
Plan setup feeNo
Annual (or other periodic) plan administrative / processing feeNo
Custodial account fee or other periodic individual account charge (annual, monthly etc)No
Asset based partcipant fees (other than fund operating expenses)No
Commissions, Trading, or execution fees (individual account level)Yes
NR = Not Reported | N/A = Not Applicable
Investment options and fees may vary by product. Contact provider for more information.

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Small Plan Services Survey