2021
PLANADVISER Small-Plan Services Survey

Providers

Providers

Correll Co.

correllco.com

SOLO 401(k) OVERVIEW
Total Solo 401(k) PLANS37
Total Solo 401(k) assets (in $millions)$8.0MM
Total Solo 401(k) participants37
SEP IRA OVERVIEW
Total SEP IRA PLANSN/A
Total SEP IRA assets (in $millions)N/A
Total SEP IRA accountsN/A
SEP IRA PLAN DOCUMENT TYPES ACCEPTED
IRS form 5305 (with designated firm)N/A
Prototype document (either yours or the IRA custodian's)N/A
Other (please specify):N/A
SEP IRA PLANS BY PARTICIPANT COUNT
<5 participantsN/A
5 - 10 participantsN/A
>10 participantsN/A
SIMPLE IRA OVERVIEW
Total SIMPLE IRA PLANSN/A
Total SIMPLE IRA assets (in $millions)N/A
Total SIMPLE IRA accountsN/A
SIMPLE IRA PLAN DOCUMENT TYPES ACCEPTED
IRS form 5304N/A
IRS form 5305 (with designated firm)N/A
Prototype document (either yours or the IRA custodian's)N/A
Other (please specify):N/A
SIMPLE IRA PLANS BY PARTICIPANT COUNT
<5 participantsN/A
5 - 10 participantsN/A
>10 participantsN/A
AVAILABLE INVESTMENT OPTIONS
Proprietary or affiliated mutual fundsYes
Other non-proprietary or affiliated mutual funds (via a fund clearing house)Yes
Proprietary or affiliated ETFsYes
Other non-proprietary or affiliated ETFs (via a clearing house)Yes
Individual shares of domestic stock/securitiesYes
Individual shares of international stock/securitiesYes
Individual Bonds or Certificates of Deposit (outside of mutual funds)Yes
OtherNo
ACCOUNT FEES
Plan setup feeYes
Annual (or other periodic) plan administrative / processing feeYes
Custodial account fee or other periodic individual account charge (annual, monthly etc)No
Asset based partcipant fees (other than fund operating expenses)No
Commissions, Trading, or execution fees (individual account level)No
NR = Not Reported | N/A = Not Applicable
Investment options and fees may vary by product. Contact provider for more information.