Providers

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SOLO 401(k) OVERVIEW
Total Solo 401(k) PLANS76,705
Total Solo 401(k) assets (in $millions)$12.9B
Total Solo 401(k) participants76,705
SEP IRA OVERVIEW
Total SEP IRA PLANS355,423
Total SEP IRA assets (in $millions)$69.7B
Total SEP IRA accounts355,423
SEP IRA PLAN DOCUMENT TYPES ACCEPTED
IRS form 5305 (with designated firm)No
Prototype document (either yours or the IRA custodian's)Yes
Other (please specify):No
SEP IRA PLANS BY PARTICIPANT COUNT
<5 participantsNR
5 - 10 participantsNR
>10 participantsNR
SIMPLE IRA OVERVIEW
Total SIMPLE IRA PLANS74,776
Total SIMPLE IRA assets (in $millions)$13.4B
Total SIMPLE IRA accounts371,337
SIMPLE IRA PLAN DOCUMENT TYPES ACCEPTED
IRS form 5304No
IRS form 5305 (with designated firm)No
Prototype document (either yours or the IRA custodian's)Yes
Other (please specify):No
SIMPLE IRA PLANS BY PARTICIPANT COUNT
<5 participantsNR
5 - 10 participantsNR
>10 participantsNR
AVAILABLE INVESTMENT OPTIONS
Proprietary or affiliated mutual fundsYes
Other non-proprietary or affiliated mutual funds (via a fund clearing house)Yes
Proprietary or affiliated ETFsYes
Other non-proprietary or affiliated ETFs (via a clearing house)Yes
Individual shares of domestic stock/securitiesYes
Individual shares of international stock/securitiesYes
Individual Bonds or Certificates of Deposit (outside of mutual funds)Yes
OtherYes
ACCOUNT FEES
Plan setup feeNo
Annual (or other periodic) plan administrative / processing feeNo
Custodial account fee or other periodic individual account charge (annual, monthly etc)No
Asset based partcipant fees (other than fund operating expenses)No
Commissions, Trading, or execution fees (individual account level)No
NR = Not Reported | N/A = Not Applicable
Investment options and fees may vary by product. Contact provider for more information.

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