Providers

To access this premium content, please sign up for a free account!

Prudential Retirement

DC ASSETS
Total DC assets ($MM) $288,416
DC Assets <$5MM1%
In plans with ≤10 participants3%
In plans with >10-50 participants1%
In plans with >50–500 participants 8%
In plans with >500 participants 88%
PLANS
Total DC plans3,246
DC plans <$5MM51%
In plans with ≤10 participants38%
In plans with >10-50 participants17%
In plans with >50-500 participants24%
In plans with >500 participants21%
% serviced by Third Party AdministratorNR
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fees
ERISA account/budget
SUPPORT SERVICES FOR ADVISERS
DC plan benchmarking
Access to ERISA counsel
Offers CE-eligible DC-specific training
Supports Advisor Managed Accounts
RELATIONSHIP MANAGEMENT (RM) TEAMS
Average case/client load (# plans/person)2:1 to 20:1 depending plan/market
Average tenure with recordkeeper14
Average years of experience in retirement20
Dedicated RMs for NQDC plans only?
Dedicated RMs for 403(b) plans only?
Dedicated RMs for 457 plans only?
Advisers given choice of RMs to support clientscase by case review
NR = Not Reported. NA = Not Applicable.

ARCHIVE

Small Plan Services Survey