Providers

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Invesco

DC ASSETS
Total DC assets ($MM) $6,995
DC Assets <$5MMNR
In plans with ≤10 participantsNR
In plans with >10-50 participantsNR
In plans with >50–500 participants NR
In plans with >500 participants NR
PLANS
Total DC plans11,993
DC plans <$5MM98%
In plans with ≤10 participants81%
In plans with >10-50 participants15%
In plans with >50-500 participants4%
In plans with >500 participants<1%
% serviced by Third Party AdministratorNA
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fees
ERISA account/budget
SUPPORT SERVICES FOR ADVISERS
DC plan benchmarking
Access to ERISA counsel
Offers CE-eligible DC-specific training
Supports Advisor Managed Accounts
RELATIONSHIP MANAGEMENT (RM) TEAMS
Average case/client load (# plans/person)
Average tenure with recordkeeper
Average years of experience in retirement
Dedicated RMs for NQDC plans only?
Dedicated RMs for 403(b) plans only?
Dedicated RMs for 457 plans only?
Advisers given choice of RMs to support clients
NR = Not Reported. NA = Not Applicable.
The data provided is for Invesco's in-house retirement products.

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Small Plan Services Survey