Providers
Principal Financial Group
principal.com
SOLO 401(k) OVERVIEW | |
---|---|
Total Solo 401(k) PLANS | NR |
Total Solo 401(k) assets (in $millions) | NR |
Total Solo 401(k) participants | NR |
SEP IRA OVERVIEW | |
---|---|
Total SEP IRA PLANS | 4,033 |
Total SEP IRA assets (in $millions) | $548MM |
Total SEP IRA accounts | 8,243 |
SEP IRA PLAN DOCUMENT TYPES ACCEPTED | |
---|---|
IRS form 5305 (with designated firm) | NR |
Prototype document (either yours or the IRA custodian's) | NR |
Other (please specify): | NR |
SEP IRA PLANS BY PARTICIPANT COUNT | |
---|---|
<5 participants | 97% |
5 - 10 participants | 2% |
>10 participants | 1% |
SIMPLE IRA OVERVIEW | |
---|---|
Total SIMPLE IRA PLANS | 6,957 |
Total SIMPLE IRA assets (in $millions) | $1.2B |
Total SIMPLE IRA accounts | 36,499 |
SIMPLE IRA PLAN DOCUMENT TYPES ACCEPTED | |
---|---|
IRS form 5304 | Yes |
IRS form 5305 (with designated firm) | No |
Prototype document (either yours or the IRA custodian's) | No |
Other (please specify): | No |
SIMPLE IRA PLANS BY PARTICIPANT COUNT | |
---|---|
<5 participants | 68% |
5 - 10 participants | 20% |
>10 participants | 12% |
AVAILABLE INVESTMENT OPTIONS | |
---|---|
Proprietary or affiliated mutual funds | Yes |
Other non-proprietary or affiliated mutual funds (via a fund clearing house) | No |
Proprietary or affiliated ETFs | No |
Other non-proprietary or affiliated ETFs (via a clearing house) | No |
Individual shares of domestic stock/securities | No |
Individual shares of international stock/securities | No |
Individual Bonds or Certificates of Deposit (outside of mutual funds) | No |
Other | No |
ACCOUNT FEES | |
---|---|
Plan setup fee | No |
Annual (or other periodic) plan administrative / processing fee | No |
Custodial account fee or other periodic individual account charge (annual, monthly etc) | Yes |
Asset based partcipant fees (other than fund operating expenses) | No |
Commissions, Trading, or execution fees (individual account level) | Yes |
NR = Not Reported | N/A = Not Applicable |
Investment options and fees may vary by product. Contact provider for more information. |