Providers

To access this premium content, please sign up for a free account!

pcsretirement.com

SOLO 401(k) OVERVIEW
Total Solo 401(k) PLANS420
Total Solo 401(k) assets (in $millions)$78.5MM
Total Solo 401(k) participants425
SEP IRA OVERVIEW
Total SEP IRA PLANS61
Total SEP IRA assets (in $millions)$20MM
Total SEP IRA accounts224
SEP IRA PLAN DOCUMENT TYPES ACCEPTED
IRS form 5305 (with designated firm)NR
Prototype document (either yours or the IRA custodian's)NR
Other (please specify):NR
SEP IRA PLANS BY PARTICIPANT COUNT
<5 participants84%
5 - 10 participants8%
>10 participants8%
SIMPLE IRA OVERVIEW
Total SIMPLE IRA PLANS648
Total SIMPLE IRA assets (in $millions)$113MM
Total SIMPLE IRA accounts4,147
SIMPLE IRA PLAN DOCUMENT TYPES ACCEPTED
IRS form 5304NR
IRS form 5305 (with designated firm)NR
Prototype document (either yours or the IRA custodian's)NR
Other (please specify):NR
SIMPLE IRA PLANS BY PARTICIPANT COUNT
<5 participants60%
5 - 10 participants23%
>10 participants17%
AVAILABLE INVESTMENT OPTIONS
Proprietary or affiliated mutual fundsNo
Other non-proprietary or affiliated mutual funds (via a fund clearing house)Yes
Proprietary or affiliated ETFsNo
Other non-proprietary or affiliated ETFs (via a clearing house)Yes
Individual shares of domestic stock/securitiesvia SDBA
Individual shares of international stock/securitiesvia SDBA
Individual Bonds or Certificates of Deposit (outside of mutual funds)via SDBA
Othervia SDBA
ACCOUNT FEES
Plan setup feeNo
Annual (or other periodic) plan administrative / processing feeYes
Custodial account fee or other periodic individual account charge (annual, monthly etc)Yes
Asset based partcipant fees (other than fund operating expenses)No
Commissions, Trading, or execution fees (individual account level)No
NR = Not Reported | N/A = Not Applicable
Investment options and fees may vary by product. Contact provider for more information.

ARCHIVE

Small Plan Services Survey