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SEP IRA OVERVIEW
Total SEP IRA PLANS3,850
Total SEP IRA assets (in $millions)466
Total SEP IRA accounts7,759
SEP IRA PLAN DOCUMENT TYPES ACCEPTED
IRS form 5304
IRS form 5305 (with designated firm)
Prototype document (either yours or the IRA custodian's)
Other (please specify):
SEP IRA PLANS BY PARTICIPANT COUNT
<5 participants97%
5 - 10 participants2%
>10 participants1%
SIMPLE IRA OVERVIEW
Total SIMPLE IRA PLANS7,127
Total SIMPLE IRA assets (in $millions)1,158
Total SIMPLE IRA accounts38,157
SIMPLE IRA PLAN DOCUMENT TYPES ACCEPTED
IRS form 5304
IRS form 5305 (with designated firm)
Prototype document (either yours or the IRA custodian's)
Other (please specify):
SIMPLE IRA PLANS BY PARTICIPANT COUNT
<5 participants67%
5 - 10 participants20%
>10 participants13%
AVAILABLE INVESTMENT OPTIONS
Proprietary or affiliated mutual fundsNR
Other non-proprietary or affiliated mutual funds (via a fund clearing house)NR
Proprietary or affiliated ETFsNR
Other non-proprietary or affiliated ETFs (via a clearing house)NR
Individual shares of stocks/securitiesNR
Individual Bonds or Certificates of Deposit (outside of mutual funds)NR
OtherNR
ACCOUNT FEES
Plan setup feeNR
Annual (or other periodic) plan administrative / processing feeNR
Custodial account fee or other periodic individual account charge (annual, monthly etc)NR
Asset based partcipant fees (other than fund operating expenses)NR
Commissions, Trading, or execution fees (individual account level)NR
Most Common Funding MethodNot reported
NR = Not Reported
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Recordkeeping Survey

Thorough Analysis: Recordkeepers' consistent evolution has led them to offer a wide range of investments, technology and servicing options today.