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SEP IRA OVERVIEW
Total SEP IRA PLANS37,582
Total SEP IRA assets (in $millions)1,856
Total SEP IRA accounts44,613
SEP IRA PLAN DOCUMENT TYPES ACCEPTED
IRS form 5304
IRS form 5305 (with designated firm)
Prototype document (either yours or the IRA custodian's)
Other (please specify):
SEP IRA PLANS BY PARTICIPANT COUNT
<5 participants100%
5 - 10 participants0%
>10 participants0%
SIMPLE IRA OVERVIEW
Total SIMPLE IRA PLANS45,805
Total SIMPLE IRA assets (in $millions)5,975
Total SIMPLE IRA accounts168,413
SIMPLE IRA PLAN DOCUMENT TYPES ACCEPTED
IRS form 5304
IRS form 5305 (with designated firm)
Prototype document (either yours or the IRA custodian's)
Other (please specify):
SIMPLE IRA PLANS BY PARTICIPANT COUNT
<5 participants0%
5 - 10 participants93%
>10 participants7%
AVAILABLE INVESTMENT OPTIONS
Proprietary or affiliated mutual funds
Other non-proprietary or affiliated mutual funds (via a fund clearing house)
Proprietary or affiliated ETFs
Other non-proprietary or affiliated ETFs (via a clearing house)
Individual shares of stocks/securities
Individual Bonds or Certificates of Deposit (outside of mutual funds)
Other
ACCOUNT FEES
Plan setup fee
Annual (or other periodic) plan administrative / processing fee
Custodial account fee or other periodic individual account charge (annual, monthly etc)
Asset based partcipant fees (other than fund operating expenses)
Commissions, Trading, or execution fees (individual account level)Varies
Most Common Funding MethodVariety of methods
NR = Not Reported
1 8 9 10

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Recordkeeping Survey

Thorough Analysis: Recordkeepers' consistent evolution has led them to offer a wide range of investments, technology and servicing options today.