Providers
The Vanguard Group, Inc.
DC ASSETS | |
---|---|
DC assets ($MM) | $547,274 |
In plans with ≤ 50 participants | 0% |
In plans with >50–500 participants | 6% |
In plans with >500 participants | 94% |
PLANS | |
---|---|
Total DC plans | 2,188 |
% serviced by Third Party Administrator | NR |
FEE STRUCTURES | |
---|---|
Upfront commission (front-end load) | NR |
Finder's fee | NR |
Ongoing trail/commission | NR |
RIA fees/Hard-dollar fees | NR |
ERISA account/budget | NR |
SUPPORT SERVICES FOR ADVISERS | |
---|---|
DC plan benchmarking | |
Access to ERISA counsel | |
Offers CE-eligible DC-specific training | |
Supports Advisor Managed Accounts | NR |
RELATIONSHIP MANAGEMENT (RM) TEAMS | |
---|---|
Average case/client load (# plans/person) | NR |
Average tenure with recordkeeper | NR |
Average years of experience in retirement | NR |
Dedicated RMs for NQDC plans only? | NR |
Dedicated RMs for 403(b) plans only? | NR |
Dedicated RMs for 457 plans only? | NR |
Advisers given choice of RMs to support clients | NR |
NR = Not Reported. NA = Not Applicable. |