Providers

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Unified Trust Company, N.A.

DC ASSETS
DC assets ($MM) $3,426
In plans with ≤ 50 participants 28%
In plans with >50–500 participants 56%
In plans with >500 participants 16%
PLANS
Total DC plans606
% serviced by Third Party Administrator39%
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fees
ERISA account/budget
SUPPORT SERVICES FOR ADVISERS
DC plan benchmarking
Access to ERISA counsel
Offers CE-eligible DC-specific training
Supports Advisor Managed Accounts
RELATIONSHIP MANAGEMENT (RM) TEAMS
Average case/client load (# plans/person)40 - 55
Average tenure with recordkeeperNR
Average years of experience in retirementNR
Dedicated RMs for NQDC plans only?NR
Dedicated RMs for 403(b) plans only?NR
Dedicated RMs for 457 plans only?NR
Advisers given choice of RMs to support clientsNR
NR = Not Reported. NA = Not Applicable.
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