Providers

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Pentegra Retirement Services

DC ASSETS
DC assets ($MM) $6,425
In plans with ≤ 50 participants 17%
In plans with >50–500 participants 60%
In plans with >500 participants 23%
PLANS
Total DC plans1,274
% serviced by Third Party Administrator<1%
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fees
ERISA account/budget
SUPPORT SERVICES FOR ADVISERS
DC plan benchmarking
Access to ERISA counsel
Offers CE-eligible DC-specific training
Supports Advisor Managed AccountsNR
RELATIONSHIP MANAGEMENT (RM) TEAMS
Average case/client load (# plans/person)77
Average tenure with recordkeeper9 years
Average years of experience in retirement22 years
Dedicated RMs for NQDC plans only?
Dedicated RMs for 403(b) plans only?
Dedicated RMs for 457 plans only?
Advisers given choice of RMs to support clients
NR = Not Reported. NA = Not Applicable.
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Recordkeeping Survey

Thorough Analysis: Recordkeepers' consistent evolution has led them to offer a wide range of investments, technology and servicing options today.