Providers

To access this premium content, please sign up for a free account!

Equitable

DC ASSETS
DC assets ($MM) $35,292
In plans with ≤ 50 participants 26%
In plans with >50–500 participants 49%
In plans with >500 participants 25%
PLANS
Total DC plans25,846
% serviced by Third Party AdministratorNR
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fees
ERISA account/budget
SUPPORT SERVICES FOR ADVISERS
DC plan benchmarking
Access to ERISA counsel
Offers CE-eligible DC-specific training
Supports Advisor Managed Accounts
RELATIONSHIP MANAGEMENT (RM) TEAMS
Average case/client load (# plans/person)10-20
Average tenure with recordkeeper10 years
Average years of experience in retirement15-20 years
Dedicated RMs for NQDC plans only?NR
Dedicated RMs for 403(b) plans only?
Dedicated RMs for 457 plans only?
Advisers given choice of RMs to support clients
NR = Not Reported. NA = Not Applicable.
1 8 9 10

ARCHIVE

Recordkeeping Survey

Thorough Analysis: Recordkeepers' consistent evolution has led them to offer a wide range of investments, technology and servicing options today.