2020
PLANADVISER DCIO Survey

Providers

Methodology

The 2020 PLANADVISER DCIO Survey was conducted this May via an online questionnaire. Approximately 85 investment firms known or thought to market to defined contribution (DC) plans received the questionnaire; the 43 organizations listed in the pages that follow were those that agreed to complete the survey in its entirety. This information is for reference only and is not comprehensive of the entire DCIO industry, as some major providers chose not to participate. For more information on data available for purchase, or to take part in a future survey, please email surveys@issmediasolutions.com.

New York Life Investments

TOTAL DCIO ASSETS (US only) ($MM)
Q1 2020$25,000
Year ending 12/31/2019$24,000
Year ending 12/31/2018$23,000
Total DCIO funds50
Number of TDF series0
LARGEST STANDALONE DCIO FUND
Fund nameMainstay Winslow Large Cap Growth Fund
DCIO Fund assets ($MM)$9,200
Portfolio managerJustin Kelly
First Year Managing Fund1999
DCIO ASSET BREAKDOWN (does not include “other” categories)
Mutual funds95%
Collective investment trusts5%
Separate accounts0%
Equity90%
Hybrid/Multi-Asset0%
Stable value/Money market0%
Fixed-Income10%
% Active Management100%
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers5
Salespeople focused on institutional1
Compliance support
Plan benchmarking
Lead generation
Target-date evaluation tools
# RECORDKEEPING PARTNERS40