Art by Armando VeveArt by Armando Veve

2018 PLANADVISER DCIO Survey

An overview of the top providers.

Providers

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Principal Global Investors

TOTAL DCIO ASSETS ($MM)
Q1 2018$13,786
Year ending 12/31/2017$13,792
Year ending 12/31/2016$12,254
Total DCIO funds57
TOP DCIO FUND
Fund nameMidCap Fund
Fund assets ($MM)$2,378
Portfolio managerW. Nolin
Start date2000
Number of TDF series2
DCIO ASSET BREAKDOWN (does not include “other” categories)
Mutual funds83%
Collective investment trusts17%
Separate accounts0%
Stocks59%
Bonds (excluding stable value)14%
Stable value/Money market0%
Asset allocation (target-date, target-risk, balanced)27%
% Active/Passive84%/16%
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers7
Salespeople focused on institutional5
Compliance support
Plan benchmarking
Target-date evaluation tools
# OF RECORDKEEPER SELLING AGREEMENTS50

ARCHIVE

DCIO Survey

The reach of defined contribution investment only marketplace—and how industry insiders expect intermediaries to expand the current concentration of assets among a few DCIO providers to competing investment firms.