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2018 PLANADVISER DCIO Survey

An overview of the top providers.

Providers

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Legg Mason

TOTAL DCIO ASSETS ($MM)
Q1 2018$24,928
Year ending 12/31/2017$24,858
Year ending 12/31/2016$23,500
Total DCIO funds75
TOP DCIO FUND
Fund nameWestern Asset Core Plus Bond Fund
Fund assets ($MM)$5,612
Portfolio managerS.K. Leech, M. Lindbloom, J. Scholnick, C. Eichstaedt, F. Marki, J. Bellows
Start date1998
Number of TDF series1
DCIO ASSET BREAKDOWN (does not include “other” categories)
Mutual funds72%
Collective investment trusts10%
Separate accounts18%
Stocks0%
Bonds (excluding stable value)53%
Stable value/Money market1%
Asset allocation (target-date, target-risk, balanced)2%
% Active/Passive100%/0%
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers10
Salespeople focused on institutional10
Compliance support
Plan benchmarking
Target-date evaluation tools
# OF RECORDKEEPER SELLING AGREEMENTS

ARCHIVE

DCIO Survey

The reach of defined contribution investment only marketplace—and how industry insiders expect intermediaries to expand the current concentration of assets among a few DCIO providers to competing investment firms.