RESEARCH

2017 PLANADVISER DCIO Survey

Providers

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Charles Schwab Investment Management, Inc.

TOTAL DCIO ASSETS ($MM)
Q1 2017$24,574
Year ending 12/31/2016$23,104
Year ending 12/31/2015$23,650
Total DCIO funds113
TOP DCIO FUND
Fund nameSchwab Managed Retirement Trust (SMRT) Funds
Fund assets ($MM)$2,786
Portfolio managerT. Creasy
Start date2005
Number of TDF series4
DCIO ASSET BREAKDOWN (does not include “other” categories)
Mutual funds99%
Collectives1%
Separate accounts0%
Stocks93%
Bonds (excluding stable value)4%
Stable value/Money market0%
Asset allocation (target-date, target-risk, balanced)3%
% Active/Passive69/31
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers10
Salespeople focused on institutional4
Compliance support
Plan benchmarking
Target-date evaluation tools
# OF RECORDKEEPER SELLING AGREEMENTS34
1 7 8 9 10 11 15

ARCHIVE

DCIO Survey

The reach of defined contribution investment only marketplace—and how industry insiders expect intermediaries to expand the current concentration of assets among a few DCIO providers to competing investment firms.