RESEARCH

2017 PLANADVISER DCIO Survey

Providers

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Nuveen

TOTAL DCIO ASSETS ($MM)
Q1 2017$458,966
Year ending 12/31/2016$445,371
Year ending 12/31/2015$436,331
Total DCIO funds115
TOP DCIO FUND
Fund nameTIAA-CREF Lifecycle Series
Fund assets ($MM)$26,259
Portfolio managerH. Erickson, J. Cunniff
Start date2006
Number of TDF series2
DCIO ASSET BREAKDOWN (does not include “other” categories)
Mutual funds76%
Collectives17%
Separate accounts7%
Stocks76%
Bonds (excluding stable value)7%
Stable value/Money market0%
Asset allocation (target-date, target-risk, balanced)17%
% Active/Passive46/54
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers14
Salespeople focused on institutional5
Compliance support
Plan benchmarking
Target-date evaluation tools
# OF RECORDKEEPER SELLING AGREEMENTS79
1 7 8 9 10 11 15

ARCHIVE

DCIO Survey

The reach of defined contribution investment only marketplace—and how industry insiders expect intermediaries to expand the current concentration of assets among a few DCIO providers to competing investment firms.