2017
PLANADVISER DCIO Survey

Now in its sixth year of publication, the PLANADVISER Defined Contribution Investment Only (DCIO) Survey continues its trend of finding a steady increase in DC plan assets among the survey’s 41 participating providers.

Providers

Providers

Legg Mason

TOTAL DCIO ASSETS ($MM)
Q1 2017$25,300
Year ending 12/31/2016$23,500
Year ending 12/31/2015$23,804
Total DCIO funds70
TOP DCIO FUND
Fund nameWestern Asset Core Plus Bond Fund
Fund assets ($MM)$5,100
Portfolio managerC. Eichstaedt
Start date1998
Number of TDF series1
DCIO ASSET BREAKDOWN (does not include “other” categories)
Mutual funds74%
Collectives4%
Separate accounts22%
Stocks42%
Bonds (excluding stable value)55%
Stable value/Money market1%
Asset allocation (target-date, target-risk, balanced)2%
% Active/Passive100/0
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers9
Salespeople focused on institutional9
Compliance support
Plan benchmarking
Target-date evaluation tools
# OF RECORDKEEPER SELLING AGREEMENTS