RESEARCH

2017 PLANADVISER DCIO Survey

Providers

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Legg Mason

TOTAL DCIO ASSETS ($MM)
Q1 2017$25,300
Year ending 12/31/2016$23,500
Year ending 12/31/2015$23,804
Total DCIO funds70
TOP DCIO FUND
Fund nameWestern Asset Core Plus Bond Fund
Fund assets ($MM)$5,100
Portfolio managerC. Eichstaedt
Start date1998
Number of TDF series1
DCIO ASSET BREAKDOWN (does not include “other” categories)
Mutual funds74%
Collectives4%
Separate accounts22%
Stocks42%
Bonds (excluding stable value)55%
Stable value/Money market1%
Asset allocation (target-date, target-risk, balanced)2%
% Active/Passive100/0
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers9
Salespeople focused on institutional9
Compliance support
Plan benchmarking
Target-date evaluation tools
# OF RECORDKEEPER SELLING AGREEMENTS
1 7 8 9 10 11 15

ARCHIVE

DCIO Survey

The reach of defined contribution investment only marketplace—and how industry insiders expect intermediaries to expand the current concentration of assets among a few DCIO providers to competing investment firms.