2015
PLANADVISER Recordkeeper Services Guide

Providers

Providers

Prudential Retirement

DC Assets ($MM) $241,843†
% OF ASSETS BY CHANNEL
Direct84%
Third-party administrator0%
Traditional institutional consultant0%
Adviser/Broker15%
Other1%
ADVISER TYPES USED
Proprietary or affiliated broker/dealers
Nonaffiliated advisers
Designated firms
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fee
ERISA account/budget
SUPPORT SERVICES FOR ADVISERS
Access to ERISA counsel
Provider search resources/tools
DC plan benchmarking
DC plan lead generation
†Has been updated to reflect corrections received after the initial publication of PLANSPONSOR magazine.