Providers
Charles Schwab
DC Assets ($MM) | $115,447 |
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% OF ASSETS BY CHANNEL | |
---|---|
Direct | 20% |
Third-party administrator | 0% |
Traditional institutional consultant | 80% |
Adviser/Broker | 0% |
Other | 0% |
ADVISER TYPES USED | |
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Proprietary or affiliated broker/dealers | |
Nonaffiliated advisers | |
Designated firms |
FEE STRUCTURES | |
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Upfront commission (front-end load) | |
Finder's fee | |
Ongoing trail/commission | |
RIA fees/Hard-dollar fee | |
ERISA account/budget |
SUPPORT SERVICES FOR ADVISERS | |
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Access to ERISA counsel | |
Provider search resources/tools | |
DC plan benchmarking | |
DC plan lead generation |
~Reflects the nature of Charles Schwab’s relationship with consultants/advisers with respect to the firm’s full (bundled) recordkeeping services business line. |