2015
PLANADVISER Recordkeeper Services Guide

Providers

Providers

BPAS

DC Assets ($MM) $6,900
% OF ASSETS BY CHANNEL
Direct5%
Third-party administrator5%
Traditional institutional consultant5%
Adviser/Broker50%
Other35%
ADVISER TYPES USED
Proprietary or affiliated broker/dealers
Nonaffiliated advisers
Designated firms
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fee
ERISA account/budget
SUPPORT SERVICES FOR ADVISERS
Access to ERISA counsel
Provider search resources/tools
DC plan benchmarking
DC plan lead generation
*BPAS, Pentegra and Sentinel are members of Alliance Benefit Group. Asset totals for each member organization are reported both separately and as part of the Alliance Benefit Group total.