2015
PLANADVISER Recordkeeper Services Guide

Providers

Providers

BMO Retirement Services

DC Assets ($MM) $27,458
% OF ASSETS BY CHANNEL
Direct
Third-party administrator
Traditional institutional consultant
Adviser/Broker
Other
ADVISER TYPES USED
Proprietary or affiliated broker/dealers
Nonaffiliated advisers
Designated firms
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fee
ERISA account/budget
SUPPORT SERVICES FOR ADVISERS
Access to ERISA counsel
Provider search resources/tools
DC plan benchmarking
DC plan lead generation