RESEARCH

2015 PLANADVISER Recordkeeper Services Guide

Providers

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Ascensus

DC Assets ($MM) $55,812
% OF ASSETS BY CHANNEL
Direct12%
Third-party administrator16%
Traditional institutional consultant8%
Adviser/Broker64%
Other0%
ADVISER TYPES USED
Proprietary or affiliated broker/dealers
Nonaffiliated advisers
Designated firms
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fee
ERISA account/budget
SUPPORT SERVICES FOR ADVISERS
Access to ERISA counsel
Provider search resources/tools
DC plan benchmarking
DC plan lead generation

ARCHIVE

Recordkeeping Survey

Thorough Analysis: Recordkeepers' consistent evolution has led them to offer a wide range of investments, technology and servicing options today.