2013
Recordkeeper Services Guide

Finding a defined contribution recordkeeper suited to you and your client

Providers

Providers

Unified Trust Company, N.A.

DC Assets ($MM) $1,801
% OF ASSETS BY CHANNEL
Direct19%
Third-party administrator40%
Traditional institutional consultant0%
Adviser/Broker81%
Other0%
ADVISER TYPES USED
Proprietary or affiliated broker/dealers
Nonaffiliated advisers
Designated firms
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fee
ERISA^ account/budget
SUPPORT SERVICES FOR ADVISERS
Access to ERISA counsel
Provider search resources/tools
DC plan benchmarking
DC plan lead generation
^ERISA = Employee Retirement Income Security Act.