2013
Recordkeeper Services Guide

Finding a defined contribution recordkeeper suited to you and your client

Providers

Providers

CUNA Mutual Group

DC Assets ($MM) $11,315
% OF ASSETS BY CHANNEL
Direct41%
Third-party administrator0%
Traditional institutional consultant0%
Adviser/Broker58%
Other1%
ADVISER TYPES USED
Proprietary or affiliated broker/dealers
Nonaffiliated advisers
Designated firms
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fee
ERISA^ account/budget
SUPPORT SERVICES FOR ADVISERS
Access to ERISA counsel
Provider search resources/tools
DC plan benchmarking
DC plan lead generation
^ERISA = Employee Retirement Income Security Act.
*CUNA Mutual Group/CPI Qualified Plan Consultants Inc.