Technology Platform Designed for Hybrid Advisers

Specifically tailored to the needs of broker/dealers seeking to integrate fee and commission business, the company says VestmarkONE is the first custodian and broker-neutral wealth management technology solution optimized for hybrid advisers.

VestmarkONE includes proactive alerting capabilities to bring portfolios that are in need of attention to the forefront.  From there, VestmarkONE provides a range of modeling, rebalancing, and block trading tools aimed to simplify and streamline the implementation of trades. This can happen across brokerage accounts and discretionary and non-discretionary accounts across all advisory programs – such as rep as adviser, adviser as portfolio manager, adviser as sleeve manager in UMAs, and adviser as overlay manager.

The platform includes pre-trade compliance checks and tax management decision-making for every order, and captures all audit trail information including OATS data capture and SEC-compliant trade recordkeeping. These capabilities can be leveraged via the Vestmark Custodial and Trade Network which includes connectivity to Thomson BETA, Broadridge, and the major clearing providers.