Specialty Outside 401(k)

The most successful retirement plan advisers by specialty outside of 401(k) plans
Reported by PLANADVISER Staff

Advisers with 10% or More of Their Business in Defined Benefit Plans (listed alphabetically)

401k Squared
Richard Behr , Amanda Arthur
Littleton, Colorado

Michael Brown
Clearpoint Financial
Seattle, Washington

Castner Josephs Retirement Group, NRP
Gary Josephs, Michael Castner, Lloyd Engelman
Costa Mesa, California

Dorann Cafaro
Cafaro Greenleaf
Little Silver, New Jersey

Steven F. Charlton
NEPC, LLC
Cambridge, Massachusetts

Anthony Cristiano
Morgan Stanley
New York, New York

Christopher Dubie
Smith Barney
South Burlington, Vermont

FDG&S, Merrill Lynch
Phil Fiore, Steve DesRochers, Gary Serio, Dean Gaugler
Fairfield, Connecticut

Fiduciary Investment Advisors
Mark Wetzel, Michael Goss, Karen Paulson, Kate Fournier, Ryan Gardner, Chris Kachmar, Tony Tranghese, Bill Peck
Windsor, Connecticut

Francis Investment Counsel LLC
Mike Francis, Kelli Send, Joseph Topp, Tim Shirk, Clifford Dunteman, Patty Dirksmeyer, Meredith Ehn, Steph Truog, Edward McIlveen
Pewaukee, Wisconsin

Gardenhire-Pobieglo Team, Smith Barney
Todd Gardenhire, Rebecca Pobieglo
Chattanooga, Tennesee

Gateway Wealth Management Group, Merrill Lynch
Glenn A. Blachman, Paul A. De Rosa, Jay H. Flamme, Brian J. Power
Newark, New Jersey

Robert A. Goldstein
StoneStreet Equity, Inc.
White Plains, New York

Benjamin J. Hill
Blueprint Financial
Beachwood, Ohio

Stace Hilbrant
401k Advisors LLC, NRP
Wilmette, Illinois

Michael M. Kane
Michael M. Kane and Associates, LLC
Alpharetta, Georgia

Lockton Financial Advisers
Thomas Clark, Jania Stout, Natalie Wilburn, Julie Babcock, Brennan Hogan, Jessica Halsey
Washington, District of Columbia

MHC Wealth Management, UBS Financial Services Inc.
Matthew McLaughlin, Alfred Hammond, Peter Ciovacco, Marcelle Belisle, Daniel O’Shea
Andover, Massachusetts

Moreton Retirement Partners, NRP
Chad J. Larsen, M. Corey Whitehead, Ginny Redmon
Denver, Colorado

Thomas W. Parks
Parks Consulting Group, Citi Institutional
Milwaukee, Wisconsin

PearlStreet Investment Management, Oppenheimer & Co. Inc
Joseph Horlings, Susan Rose, Kevin Cusack, Shawn Kersjes
Grand Rapids, Michigan

Schooley/Houck Group, Morgan Stanley
Richard Schooley, Craig Houck, Eric Garbade
Atlanta, Georgia

Spanarkel Browne Granizo Group, Merrill Lynch
Jim Spanarkel
Paramus, New Jersey

Mark D. Temple
O’Hanlon Michener & Douglas, NRP
Slingerlands, New York

The Dobbs Group, Citi Institutional Consulting
Craig Dobbs, John O’Donnell, Kevin Chapman, Rick Sulewski, Matt Viars
Indianapolis, Indiana

The Heestand Company, NRP
Bill Heestand, Mary Martinis
Portland, Oregon

The KD Group, Merrill Lynch
Kevin Keith, Glen Diehm
Lancaster, Pennsylvania

The Meltzer Group, Meltzer Retirement Plan Services
Andrew Prevost, Brian Lizzi, Brendan Feitelberg, Ann Eversmann, Jeffrey Elvander, Courtney Sindelar, Tony Cavallaro, Eszter Koch, Keith Williams, Lesley Christian, Jennisse Silvestri
Bethesda, Maryland

The Peachtree Group, Smith Barney
Brian Moore, Andrew Harbour
Atlanta, Georgia

Resources for Retirement
Trisha Brambley, Carmela Elco, Abraham Nel
Newtown, Pennsylvania

Yanni Partners, a Division of GBS Investment Consulting, LLC
Terry Scotti, Frank Domieson, Brian Maxwell
Pittsburgh, Pennsylvania

Ron York
Pinnacle Financial Group
Southborough, Massachusetts

Advisers with 10% or More of Their Business in 403(b) Plans (listed alphabetically)

Anthony Cristiano
Morgan Stanley
New York, New York

FDG&S, Merrill Lynch
Phil Fiore, Steve DesRochers, Gary Serio, Dean Gaugler
Fairfield, Connecticut

Francis Investment Counsel LLC
Mike Francis, Kelli Send, Joseph Topp, Tim Shirk, Clifford Dunteman, Patty Dirksmeyer, Meredith Ehn, Steph Truog, Edward McIlveen
Pewaukee, Wisconsin

Stace Hilbrant
401k Advisors LLC, NRP
Wilmette, Illinois

The Howell & Sharp Group, Merrill Lynch
Brett Howell, Craig Sharp, Andy Zeno, Steve Jones, Joel Barrett, Jim Harding
Grand Rapids, Michigan

The Meltzer Group, Meltzer Retirement Plan Services
Andrew Prevost, Brian Lizzi, Brendan Feitelberg, Ann Eversmann, Jeffrey Elvander, Courtney Sindelar, Tony Cavallaro, Eszter Koch, Keith Williams, Lesley Christian, Jennisse Silvestri
Bethesda, Maryland

Moreton Retirement Partners, NRP
Chad J. Larsen, M. Corey Whitehead, Ginny Redmon
Denver, Colorado

Plan Sponsor Advisors, LLC
Donald Stone, Jennifer Flodin, Mark Whitehead, Mark Pliska, Rhonda Berg, Jeff Johnson
Chicago, Illinois

Resources for Retirement
Trisha Brambley, Carmela Elco, Abraham Nel
Newtown, Pennsylvania

SageView Advisory Group
Randall Long, Jon Upham, Robert Trethewey, Stephen Popper, Tim Sykes, Sean King, David Stofer, Ed Wagner
Irvine, California

James F. Sampson
Telamon Insurance & Financial Network
Newton, Massachusetts

Rick Wedge
Northgate Benefits
Novato, California

Ron York
Pinnacle Financial Group
Southborough, Massachusetts

Advisers with 10% or More of Their Business in 457 Plans (listed alphabetically)

Barney & Barney Retirement Services
William Peartree, Rick Skelly, Rick Ferguson, Gary Gunning, Jenece Tegg
San Diego, California

FDG&S, Merrill Lynch
Phil Fiore, Steve DesRochers, Gary Serio, Dean Gaugler
Fairfield, Connecticut

The Meltzer Group, Meltzer Retirement Plan Services
Andrew Prevost, Brian Lizzi, Brendan Feitelberg, Ann Eversmann , Jeffrey Elvander, Courtney Sindelar, Tony Cavallaro, Eszter Koch, Keith Williams, Lesley Christian, Jennisse Silvestri
Bethesda, Maryland

Moreton Retirement Partners, NRP
Chad J. Larsen, M. Corey Whitehead, Ginny Redmon
Denver, Colorado

Advisers with 10% or More of Their Business in Nonqualified Plans (listed alphabetically)

Alford-Jungers Financial
Darrell Alford, Lisa Jungers, David Morehead, Lourdes Vontsolos
San Diego, California

John Barry
JMB Wealth Management, Inc.
Torrance, California

Devenir Corporate Services, Devenir Investment Advisors, LLC
Eric Remjeske, Lori Gluth
Minneapolis, Minnesota

Stace Hilbrant
401k Advisors LLC, NRP
Wilmette, Illinois

Rich Hultquist
MCM—A Meisenbach Company
Seattle, Washington

Institutional Investment Consulting (IIC), NRP
Michael Kozemchak, Tony Ciocca, Greg Cimmino, Barry Stoey
Bloomfield Hills, Michigan

Michael M. Kane
Michael M. Kane and Associates, LLC
Alpharetta, Georgia

Kass / Freeman Group, Merrill Lynch
Jonathan Kass, Robert Freeman
New York, New York

Danford Meischen
Merrill Lynch
Houston, Texas

Moreton Retirement Partners, NRP
Chad J. Larsen, M. Corey Whitehead, Ginny Redmon
Denver, Colorado

Pensionmark Retirement Group
Troy Hammond, Laura Battle, Devyn Duex, Deanna Bamford
Santa Barbara, California

William M. Peragine III
Morgan Stanley
Jericho, New York

Mark D. Temple
O’Hanlon Michener & Douglas, NRP
Slingerlands, New York

The Cate Burton Group, Morgan Stanley
John Cate, Matt Burton, Eric Brunton
Indianapolis, Indiana

The Ellovich Mendoza Group, Smith Barney
David Ellovich, Greg Mendoza, Daniel Keating
Hartford, Connecticut

The Howell & Sharp Group, Merrill Lynch
Brett Howell, Craig Sharp, Andy Zeno, Steve Jones, Joel Barrett, Jim Harding
Grand Rapids, Michigan

The Kieckhefer Group, RBC Wealth Management
Rob Kieckhefer, Janet Ganong, Brian Kertscher, Darlene Roslawski, Meghan Madigan
Milwaukee, Wisconsin

The Meltzer Group, Meltzer Retirement Plan Services
Andrew Prevost, Brian Lizzi, Brendan Feitelberg, Ann Eversmann , Jeffrey Elvander, Courtney Sindelar, Tony Cavallaro, Eszter Koch, Keith Williams, Lesley Christian, Jennisse Silvestri
Bethesda, Maryland

The SR Group, Merrill Lynch
Race K. Stowell, Michael P. Rennels
Mill Valley, California

Ward Financial Advisory, Wachovia Securities, LLC
Brian Ward
Brentwood, Tennesee

Yanni Partners, a Division of GBS Investment Consulting, LLC
Terry Scotti, Frank Domieson, Brian Maxwell
Pittsburgh, Pennsylvania

Tags
457, Defined benefit, Practice management,
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