|
|
|
|
| Financial Wellness in the Age of Pandemics |
| Pandemics are not only a public health crisis, but also a crisis of employee confidence. Tech-savvy advisers and employers can help.
Read more > |
|
| Be Stronger in the Recovery |
| Todd Kading, president and co-founder of LeafHouse Financial, discusses the importance of flexibility and innovation when the tough times arrive.
Read more > |
|
| Planning for Clients’ Health Care Expenses in Event of a Layoff |
| Mark Waterstraat, president of consumer solutions at Alegeus, offers simple steps to coach clients through managing their health care finances after a layoff. For example, did you know that individuals can use HSA funds to pay COBRA premiums tax-free?
Read more > |
|
| On Small Plans and Large |
| Any size plan could be a target for fee litigation.
Read more > |
|
| New Obligation to the SEC |
| The Form CRS disclosure obligation will be triggered when you provide rollover advice to an individual who comes to you as a retail investor. There are two disclosures for rollovers. One is for new clients and the other is for existing clients, each with specific delivery requirements.
Read more > |
|
| A New Way to Think About Building a Retirement Planning Practice |
| In my experience, advisers who sell start-up 401(k) plans close 3% to 6% of the time. Sometimes, the employer chooses a competitor. More often, the employer does nothing because a 401(k) plan is not a good fit for the business. Perhaps the business is too small, or the plan is too expensive.
Read more > |
