September 25th, 2020

Excessive Fee Lawsuit Filed Against Duke Energy The drumbeat of Employee Retirement Income Security Act (ERISA) excessive fee lawsuits rolls on. Read more > Long-Running Church Plan Case Reaches $25M Settlement The 7th U.S. Circuit Court of Appeals last year overturned a lower court’s decision to summarily dismiss the lawsuit, which argued OSF Healthcare System’s retirement plan should be subject to ERISA protections. Read more > The Secret to Getting a Gig Mentorship is key to the adviser industry’s future. Read more > Warn Your Clients Sponsors face hard choices about COVID-19 hardship withdrawals. Read more > MOST READ ARTICLES 1 Old Dogs, New Tricks: Training for Veteran Advisers Pays Off 2 CAPTRUST, T. Rowe, NBS Team Up on ‘MEP-PEP Alternative’ for Small Clients 3 Weighing Active Management in DC Plans 4 Op-Ed: Financial and 401(k) Trends to Consider 5 DOL, IRS and PBGC Call for Comments on Form 5500 Revisions

The Virtue in ESG Factors These investing strategies reveal a rare source of rapid growth. Read more > Prospecting in Turbulent Times Surprisingly, it may be a good time to win new clients. Read more > Market Mirror Thursday, the Dow inched upward by 52.31 points (0.20%) to reach 26,815.44, the NASDAQ took on 39.28 additional points (0.37%) to end at 10,672.27, and the S&P 500 was up by 9.67 points (0.30%) to 3,246.59. The Russell 2000 ticked downward by 45.14 points (3.02%) to 1,451.82, and the Wilshire 5000 was up 77.96 points (0.24%) for a 33,245.11 close. The price of the 10-year Treasury note was up 1/32, lowering its yield to 0.665%, and the price of the 30-year Treasury bond was up 26/32, lowering its yield to 1.404%.

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