PLANADVISERdash – September 14, 2021

Weekday news and analysis for retirement plan advisers

Tuesday, September 14, 2021

Exclusives

Awards

Research

Events

Investing

Weighing Active Management in DC Plans

Experts continue the debate about actively managed funds in light of a publication from the CFA Institute Research Foundation which asks, ‘Is active management worth it?’

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Deals & People

Practice Management

Products

Client Service

Data & Research

Investing

Compliance

CFP Board Partners With Two Firms to Establish Diversity-Focused Scholarship

The deadline to apply for a 2021 scholarship award is October 10, 2021, though plans for multiple years of scholarships sponsored by Ballentine Partners and Aspiriant are already in place.

Today’s Most Read

1.	2023 Retirement Plan Adviser of the Year Finalists
2.	Retirement Advisers Increasingly Want PEP Option in Toolbox
3.	A Reminder to Avoid Fraudulent Hardship Withdrawals

SEC Sanctions Offer New Cybersecurity Guideposts

One former SEC enforcement leader says actions against several advisory firms that allegedly had cybersecurity failures make a clear case for the use of multifactor authentication—but that’s just the beginning of cybersecurity.

Sponsored by Lincoln Financial

Introducing Lincoln PathBuilder IncomeSM

Adding protected income into employee retirement plans, making benefits more beneficial. Discover More.

Now a Fiduciary

A prudent process for rollover advice.

CAPTRUST, T. Rowe, NBS Team Up on ‘MEP-PEP Alternative’ for Small Clients

The Direct Fiduciary program aims to allow companies to significantly reduce the amount of time spent managing an individual 401(k) plan by outsourcing administrative and investment fiduciary responsibilities.

2021 PRACTICE PROGRESS WEBINAR SERIES

Live @ 2 p.m. EST: TODAY: How to Lose a Client (or Not)

Advisers will share their stories of unsuccessful client relationships, with an eye on helping their peers and colleagues avoid similar issues in the future. Beyond some of the obvious issues that can arise, the panel will detail some unexpected challenges and miscommunications that can cause friction in the client-adviser relationship.

Live Webinar

2 p.m. TODAY

SEC Sanctions Offer New Cybersecurity Guideposts

Market Mirror

Yesterday, the Dow gained 261.91 points (0.76%) to finish at 34,869.63, the Nasdaq was down 9.91 points (0.07%) at 15,105.58, and the S&P 500 increased 10.15 points (0.23%) to 4,468.73. The Russell 2000 closed 13.24 points (0.59%) higher at 2,240.78, and the Wilshire 5000 was up 76.17 points (0.16%) at 46,420.65.

The price of the 10-year Treasury note was up 1/32, decreasing its yield to 1.326%. The price of the 30-year Treasury bond increased 28/32, bringing its yield down to 1.908%.

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