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Weekday news and analysis for retirement plan advisers
Tuesday, September 14, 2021
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Investing
Weighing Active Management in DC Plans
Experts continue the debate about actively managed funds in light of a publication from the CFA Institute Research Foundation which asks, ‘Is active management worth it?’
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CFP Board Partners With Two Firms to Establish Diversity-Focused Scholarship
The deadline to apply for a 2021 scholarship award is October 10, 2021, though plans for multiple years of scholarships sponsored by Ballentine Partners and Aspiriant are already in place.
Today’s Most Read
1. Op-Ed: Financial and 401(k) Trends to Consider
2. Most Claims Move Forward in Suit Over Aon CITs in 401(k) Plan
3. Northern Trust Accused of Fiduciary Breaches Related to AutoZone 401(k)
SEC Sanctions Offer New Cybersecurity Guideposts
One former SEC enforcement leader says actions against several advisory firms that allegedly had cybersecurity failures make a clear case for the use of multifactor authentication—but that’s just the beginning of cybersecurity.
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Introducing Lincoln PathBuilder IncomeSM
Adding protected income into employee retirement plans, making benefits more beneficial. Discover More.
Now a Fiduciary
A prudent process for rollover advice.
CAPTRUST, T. Rowe, NBS Team Up on ‘MEP-PEP Alternative’ for Small Clients
The Direct Fiduciary program aims to allow companies to significantly reduce the amount of time spent managing an individual 401(k) plan by outsourcing administrative and investment fiduciary responsibilities.
2021 PRACTICE PROGRESS WEBINAR SERIES
Live @ 2 p.m. EST: TODAY: How to Lose a Client (or Not)

Advisers will share their stories of unsuccessful client relationships, with an eye on helping their peers and colleagues avoid similar issues in the future. Beyond some of the obvious issues that can arise, the panel will detail some unexpected challenges and miscommunications that can cause friction in the client-adviser relationship.

Live Webinar 

2 p.m. TODAY

SEC Sanctions Offer New Cybersecurity Guideposts
One former SEC enforcement leader says actions against several advisory firms that allegedly had cybersecurity failures make a clear case for the use of multifactor authentication—but that’s just the beginning of cybersecurity.
Market Mirror Market Mirror Graph

Yesterday, the Dow gained 261.91 points (0.76%) to finish at 34,869.63, the Nasdaq was down 9.91 points (0.07%) at 15,105.58, and the S&P 500 increased 10.15 points (0.23%) to 4,468.73. The Russell 2000 closed 13.24 points (0.59%) higher at 2,240.78, and the Wilshire 5000 was up 76.17 points (0.16%) at 46,420.65.

The price of the 10-year Treasury note was up 1/32, decreasing its yield to 1.326%. The price of the 30-year Treasury bond increased 28/32, bringing its yield down to 1.908%.

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