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Wednesday, September 13, 2023
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Congress, Industry Push Back on SEC’s AI, Safeguarding Rule Proposals
PA-091223-SEC-AI-and-Safeguarding-proposals-951469580-web
The proposal would require advisers to eliminate conflicts related to a wide range of computational technology.
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Blended TDF Uptake Remains Low, but ‘There’s Clearly Something Shifting’
Only 9% of advisers report using blended TDFs, but 93% are interested in them, according to a T. Rowe Price expert.
Today’s Most Read
1. Morningstar Researchers Weigh In on Hypothetical Federal Retirement Plan
2. Voya Remains on Track for OneAmerica Retirement Integration in 2025
3. ERISA Experts See Regulation Pullback as Key Theme of Trump Rule
Some Wealth Managers See Growth in Branching Out to Retirement Consulting
One of the commonly missed opportunities for growing a retirement or wealth advisory business is executive financial consulting, according to an M&A expert from Marshberry.
SEC Makes 2nd Marketing Rule Charges Against 9 Investment Advisories
According to the regulator, a sweep into marketing rule violations led to $850,000 in total penalties.
AT&T Receives Industry Backing in 2017 Excessive Fee Case
ERIC, CIEBA, SPARK and ABC submitted an amicus brief on behalf of the firm’s retirement plan.
Market Mirror Market Mirror Graph

Tuesday, the Dow fell 17.73 points (0.05%) to close at 34,645.99, the Nasdaq fell 144.28 points (1.04%) to close at 13,773.62 and the S&P 500 fell 25.56 points (0.57%) to close at 4,461.90. The Russell 2000 gained 0.18 points (0.01%) to close at 1,855.32, and the FT Wilshire 5000 Index lost 233.09 points (0.52%) to close at 44,996.20.

The price of the 10-year Treasury note was unchanged, bringing the yield to 4.286%. The price of the 30-year Treasury bond increased 26/32, bringing the yield to 4.352%.

Industry Intel Roundup
Featured Thought Leadership
PLANADVISER is pleased to present the next edition of our Industry Intelligence roundup. This week, we are featuring thought leadership sponsored by or featuring experts in the industry. The content was created to supply actionable insights to retirement plan advisers regarding client service and practice management.
Interest Grows in Finding New Uses for Stable Value
MetLife’s 2024 Stable Value Study found that defined contribution plan sponsors and plan advisers understand the benefits of stable value investments and are open to using the vehicles in new ways. PLANADVISER spoke with Thomas Schuster, senior vice president, stable value and investment products, and Warren Howe, national sales director, stable value and DCIO [defined contribution investment only] markets, at MetLife, about the study findings.
Inside TIAA’s $294B Investment Engine
TIAA CIO Emily Wiener discusses the firm’s approach to its General Account portfolio.
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