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Weekday news and analysis for retirement plan advisers
Friday, October 08, 2021
Exclusives | Awards | Research | Events
COMPLIANCE
Defendants Win Dismissal of TriHealth ERISA Dispute
The ruling states that the court does not believe hearing oral arguments would be helpful in resolving the parties’ cross motions, and it concludes the facts as pled do not raise a ‘plausible inference’ that a fiduciary breach occurred. 
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WEBINAR TODAY: Lessons From 15 Years of PLANADVISER Magazine
Register now for the October edition of the 2021 Practice Progress webinar series, where we will be looking back over 15 years of adviser industry research, asking how things have changed and what comes next.
Today’s Most Read
1. TIAA Faces New Managed Account Rollover Complaint Months After Settling SEC Charges
2. Plaintiffs Claim Deloitte Breached ERISA Prudence Duties
3. DOL Announces Anticipated ESG Fiduciary Investing Rule
Investment Product and Service Launches
Victory Capital expands VictoryShares ETF offerings; RetireOne and Midland National launch portfolio retirement income guarantee solution; Transamerica broadens availability of stable value option; and more.
Passive Investing Has Performed Well, Even During COVID Crisis
In 15 out of the 18 categories of domestic equity funds considered, S&P Dow Jones Indices finds the majority of actively managed funds underperformed their benchmarks during the year that ended June 30th.
PANC 2021: Telling Your Story
Financial advisers have new opportunities when it comes to marketing, branding and thought leadership, but there is fine line between what is trendy or new and what goes against policy.
SEC Sanctions Offer New Cybersecurity Guideposts
One former SEC enforcement leader says actions against several advisory firms that allegedly had cybersecurity failures make a clear case for the use of multifactor authentication—but that’s just the beginning of cybersecurity.
Is Bond Fund Misclassification a Serious Problem?
PLANADVISER wades into the tricky and not uncontroversial topic of bond fund classification, or 'misclassification,' as it were.
Market Mirror Market Mirror Graph

Thursday, the Dow gained 337.95 points (0.98%) to finish at 34,754.94, the Nasdaq closed 152.11 points (1.05%) higher at 14,654.02, and the S&P 500 was up 36.21 points (0.83%) at 4,399.76. The Russell 2000 increased 35.14 points (1.59%) to 2,250.09, and the Wilshire 5000 climbed 439.20 points (0.97%) to 45,785.45.

The price of the 10-year Treasury note decreased 5/32, bringing its yield up to 1.576%. The price of the 30-year Treasury bond fell 1 1/32, increasing its yield to 2.134%.

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