October 25th, 2019

‘Smart Money’ Says 2nd Circuit Won’t Halt SEC Regulation Best Interest Advisory firms waiting to see whether the 2nd Circuit will delay or outright halt the implementation of the SEC’s Regulation Best Interest are wasting precious time. Read more > Slower Quarter for Adviser M&A, But Record Year Remains Likely Deal volume and value eased during the third quarter after an “unprecedented” first half of 2019. Read more > Investment Product and Service Launches Schwab Advisor Services presents alternative investment marketplace platform; John Hancock Investment Management expands fixed-income suite; and Millennium Trust adds investments to Workplace Savings Solutions. Read more > Principal Makes Onboarding Platform Available in Spanish The firm says Principal Real Start has been a game-changer in driving positive retirement savings outcomes. Read more > MOST READ ARTICLES

An Array of Models Some advisers find opportunities through aggregation or affilliation Read more > The Value of Data By threading data through an AI interface, recordkeepers create a custom participant experience. Read more > Market Mirror Thursday, the Dow was down 28.42 points (0.11%) at 26,805.53, the NASDAQ closed 66.00 points (0.81%) higher at 8,185.80, and the S&P 500 was up 5.77 points (0.19%) at 3,010.29. The Russell 2000 decreased 2.67 points (0.17%) to 1,550.18, and the Wilshire 5000 increased 76.87 points (0.25%) to 30,699.52.   The price of the 10-year Treasury note was virtually unchanged, with its yield at 1.766%, and the price of the 30-year Treasury bond was down 1/32, increasing its yield to 2.261%. r

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