Planadviser Logo
Weekday news and analysis for retirement plan advisers
Wednesday, October 13, 2021
Exclusives | Awards | Research | Events
Data & Research
Life Insurance Contributes to Employees’ Financial Security
Employees surveyed say these benefits contribute a lot to their feeling of financial security, but 83% are at least somewhat interested in help with accumulating emergency savings.
News Feed Quick Links
Deals & People
Practice Management
Products
Client Service
Data & Research
Investing
Compliance
Advisers Reflect on How the Annuity Sales Process Could Be Improved
A new survey shows experience clearly counts when it comes to how comfortable advisers are selling annuity products in an evolving regulatory and economic landscape.
Today’s Most Read
1. TIAA Faces New Managed Account Rollover Complaint Months After Settling SEC Charges
2. DOL Announces Anticipated ESG Fiduciary Investing Rule
3. Plaintiffs Claim Deloitte Breached ERISA Prudence Duties
Look Toward the Future
The pandemic has brought adviser succession planning to the fore.
SEC Sanctions Offer New Cybersecurity Guideposts
One former SEC enforcement leader says actions against several advisory firms that allegedly had cybersecurity failures make a clear case for the use of multifactor authentication—but that’s just the beginning of cybersecurity.
Calmer Summer Yields to Volatile Fall for U.S. Investors
Individual and institutional investors were feeling better about market risks before getting a Delta-driven reality check.
Market Mirror Market Mirror Graph

Tuesday, the Dow fell 117.72 points (0.34%) to 34,378.34, the Nasdaq decreased 20.28 points (0.14%) to 14,465.93, and the S&P 500 closed 10.54 points (0.24%) lower at 4,350.65. The Russell 2000 gained 13.63 points (0.61%) to finish at 2,234.27, and the Wilshire 5000 was down 6.61 points (0.01%) at 45,332.57.

The price of the 10-year Treasury note increased 25/32, bringing its yield down to 1.575%. The price of the 30-year Treasury bond climbed 1 6/32, decreasing its yield to 2.091%.

Industry Intel Roundup
Featured Thought Leadership
PLANADVISER is pleased to present the next edition of our Industry Intelligence roundup. This week, we are featuring content from thought leadership authorities. The content was created to educate, inform and offer ideas for plan sponsors regarding plan design, investing, administration and compliance.
Sponsored by Parametric
Too Much of a Good Thing: Unwinding a Concentrated Stock Position
Amassing a large exposure to a single stock may not elicit much concern from an investor. After all, many investors find themselves holding large, concentrated stock positions resulting from...
Sponsored by Franklin Templeton
Voice of the American Worker
Franklin Templeton’s survey results indicate the need for financial wellness personalization.
Sponsored by Securian Financial
The Risk of Ignoring PEPs
Advisers need to be prepared for the evolving pooled employer plan marketplace—or they might face the threat of losing business.
Did someone forward you this newsletter?
Sign up here to get PLANADVISER Dash directly in your mailbox!
rss icon twitter icon linkedin-in icon facebook icon
ISS MEDIA logo
Unsubscribe | Manage Subscriptions | Contact Us | Privacy Policy | Advertise
©2021 Asset International, Inc. All rights reserved.
702 King Farm Boulevard, Suite 400, Rockville, MD 20850