Weekday news and analysis for retirement plan advisers

Wednesday, November 30, 2022 Exclusives | Awards | Research | Events

Compliance Advisers Should Comment, Prepare Vendor List Ahead of SEC Outsourcing Rule Investment and retirement advisers—especially smaller shops—should take the time remaining to provide their feedback about the SEC’s proposed outsourcing rule, according to consulting firms. News Feed Quick Links Deals & People Practice Management Products Client Service Data & Research Investing Compliance

Fitch: SEC “Crack Down” on ESG Greenwashing to Continue Retirement plan advisers should be aware both of SEC charges against those offering ESG funds, as well as the new DOL rule paving the way for ESG use in retirement plans, a consultant advises.

Today’s Most Read 1. Why Eligible Workers Are Sitting Out on Retirement Plan Contributions 2. Aging Population Will Lead to Great Wealth Transfer, Retirement Shifts 3. Retiring with Dignity: A Right Worth Fighting For

What Do the Mid-Terms Mean for ESG and SECURE 2.0? ESG-minded investors have cause for concern, as Republicans prepare to take control of the House.

2022 PLANADVISER Retirement Plan Adviser Survey The 2022 PLANADVISER Retirement Plan Adviser Survey captures adviser insights about industry decision-drivers, as well as assessments of investment managers, mutual funds and defined contribution (DC) plan recordkeepers.

Webinar: Wealth Management in a Retirement Plan Practice Join PLANADVISER on December 13 as a panel of industry experts discuss why wealth and retirement belong together—or do they?; how wealth management can be fit into an advisory firm’s service offering; how to approach revenue opportunities in wealth management, and more.

Industry Intel Roundup Featured Webinars PLANADVISER is pleased to present the next edition of our Industry Intelligence roundup. This week, we are featuring webinars sponsored by or featuring experts in the industry. The content was created to supply actionable insights to retirement plan advisers regarding client service and practice management. June 10, 2026 The Recordkeeping Landscape Changing demographics and advancing technology are shaping recordkeeper service models and platforms. Learn what tools and resources advisers need in a recordkeeping partner and how recordkeepers deliver. Speakers will also discuss elements of optimal adviser/recordkeeper relationships. September 9, 2026 Broadening the Appeal of the Industry A large percentage of financial advisers—including those who work with retirement plans—are older than 50, and close to 40% are expected to retire within the next 10 years, according to research from Cerulli Associates and Commonwealth. To continue serving plan sponsors and participants, the industry must attract fresh, diverse talent across both advisory and support roles. In this webinar, retirement plan advisory firm staff will share what attracted them to the industry and what keeps them there. Speakers will discuss strategies for drawing in new talent and potential talent pipelines. March 11, 2026 Showcasing Adviser Value Join PLANADVISER as we share results of our 2026 Adviser Value Survey. Sponsors of retirement plans of all types and sizes let us know what they value in their advisers and how advisers meet their needs and those of the plan and participants. Speakers will also discuss strategies for showcasing value to clients and prospects and for pricing services appropriately. December 10, 2025 Alternative Investments in DC Plans A Trump executive order has opened the door for alternative investments, such as private equity and cryptocurrency, to be included in defined contribution plan investment menus, and providers have already begun offering solutions. What does the executive order say, exactly? What additional guidance is needed? What about this should advisers be discussing with their clients? Listen as industry experts discuss the potential implications for plan sponsors and participants as well as the mechanics of including alternative investments in DC plans. Sponsored by ACI | November 19, 2025 Retirement Realities – What Sponsors May Be Missing What do plan sponsors believe about retirement readiness, and how does that compare to what participants actually feel? During this webinar, Glenn Dial, Senior Retirement Strategist at American Century Investments, will unpack the findings from the firm’s 12th Annual Retirement Survey. He’ll explore where sponsor and participant perspectives align – and where they diverge – on key issues like savings confidence, market risk, and retirement income expectations. Glenn will also touch on the evolving role of target date funds (TDFs) and how guaranteed income is being viewed in today’s defined contribution landscape. This session is designed to help retirement professionals better understand the sentiment gaps and take action to close them. What You’ll Learn: • Fresh insights from the 2025 Retirement Survey • Key disconnects between plan sponsors and participants • Perspectives on market risk, TDFs, and retirement income • Strategic considerations for plan design and communication Whether you're a plan sponsor, advisor, or industry stakeholder, this webinar will help you rethink how retirement plans can better serve the people they’re built for. For Financial Professional Use Only/Not For Distribution To The Public The information is not intended as a personalized recommendation or fiduciary advice and should not be relied upon for investment, accounting, legal or tax advice. ©2025 American Century Proprietary Holdings, Inc. All rights reserved.

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