Weekday news and analysis for retirement plan advisers

Wednesday, November 30, 2022 Exclusives | Awards | Research | Events

Compliance Advisers Should Comment, Prepare Vendor List Ahead of SEC Outsourcing Rule Investment and retirement advisers—especially smaller shops—should take the time remaining to provide their feedback about the SEC’s proposed outsourcing rule, according to consulting firms. News Feed Quick Links Deals & People Practice Management Products Client Service Data & Research Investing Compliance

Fitch: SEC “Crack Down” on ESG Greenwashing to Continue Retirement plan advisers should be aware both of SEC charges against those offering ESG funds, as well as the new DOL rule paving the way for ESG use in retirement plans, a consultant advises.

Today’s Most Read 1. Ascensus to Acquire Vanguard’s Individual 401(k) Business 2. Victory to Acquire Amundi’s $104B U.S. Division 3. Small Plan Growing Pains

What Do the Mid-Terms Mean for ESG and SECURE 2.0? ESG-minded investors have cause for concern, as Republicans prepare to take control of the House.

2022 PLANADVISER Retirement Plan Adviser Survey The 2022 PLANADVISER Retirement Plan Adviser Survey captures adviser insights about industry decision-drivers, as well as assessments of investment managers, mutual funds and defined contribution (DC) plan recordkeepers.

Webinar: Wealth Management in a Retirement Plan Practice Join PLANADVISER on December 13 as a panel of industry experts discuss why wealth and retirement belong together—or do they?; how wealth management can be fit into an advisory firm’s service offering; how to approach revenue opportunities in wealth management, and more.

Industry Intel Roundup Featured Webinars PLANADVISER is pleased to present the next edition of our Industry Intelligence roundup. This week, we are featuring webinars sponsored by or featuring experts in the industry. The content was created to supply actionable insights to retirement plan advisers regarding client service and practice management. September 24, 2024 DCIO and Investment Menu Survey They say the devil is in the details. That’s particularly true when it comes to the investment menu and its results to participants for years—sometimes decades—of their lives. This PLANADVISER webinar will consider 2024 trends in DCIO offerings and best practices for the modern-day plan adviser. December 18, 2024 Year in Review Join PLANADVISER to hear from some of the top advisers of 2024 about the year that was. What did these advisers do that worked well? What projects fell on their face? What learnings will they take into the year ahead? Join us with your questions—and anecdotes—from a year in plan advising. March 21, 2024 SECURE 2.0 Now SECURE 2.0 is a little more than 1 year old, but many of its mandates and provisions just started this year. This PLANADVISER webinar will cover how SECURE 2.0 provisions are progressing in 2024 and any hiccups or concerns being seen by plan advisers and their clients. February 8, 2024 Retirement and Wealth Convergence T. Rowe Price found that, in just a few years, all large retirement plan advisers have added wealth management divisions. But what are the strategic goals of the retirement and wealth convergence? Are there measurable results? Should the industry be concerned about conflicts of interest? Hear from industry experts in this PLANADVISER webinar. November 16, 2023 2023 PA Practice Progress Webinar Series: Participants What do participants want from retirement plan advisers? How can advisers best meet their needs? As retirement plan advisers work more closely with participants and perhaps add wealth management to their practices, what do they need to keep in mind to fulfill their fiduciary duties? These questions and more will be answered in the final webinar in PLANADVISER’s Practice Progress series for 2023.

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