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Weekday news and analysis for retirement plan advisers
Thursday, November 03, 2022
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Practice Management
FINRA Prompts Succession Planning for Aging Adviser Industry
PA-FINRA Succession Plan-1311073556
Financial Regulator FINRA issues guidance on succession planning for the graying adviser space, including small firms looking to sell.
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Data & Research
Private Real Estate Funds Are Up 7.4%. Can More DC Participants Get a Foot in the Door?
Private real estate investments typically only available for institutional and wealthy investors can be a stable hedge against inflation and volatility. They’re available for DC retirement plans, but uptake so far has been slow.
Today’s Most Read
1. Wait, SECURE 2.0 Might Not Pass?
2. Asset Managers Scramble to Offer In-Demand Investment Vehicles
3. NQDC Plans Increasingly Used to Try and Draw, Retain Execs
SEC’s Proposed Outsourcing Rule Could Be Hardest on Small Advisers
The new rules, if approved, would likely require more catch-up by smaller firms to vet third-party providers, says a legal expert.
Vesting Under Scrutiny
Some employers rethink the practice in a day of ‘people want it now’.
Exploring ESG Investing Conference
Join us Thursday, November 10, for a virtual conference to learn about regulations for environmental, social and governance investing in retirement plans; the debate over whether ESG factors are financial/performance factors; and what allocators, plan sponsors and advisers should consider when deciding whether and how to use ESG investments.
Market Mirror Market Mirror Graph

Wednesday, the Dow lost 505.44 points (1.55%) to close at 32,147.76, the Nasdaq decreased 366.05 points (3.36%) to finish trading at 10.524.79 and the S&P 500 decreased 96.41 points (2.50%) to close at 3,759.69. The Russell 2000 lost 62.25 points (3.36%) to end trading at 1,789.14 and the Wilshire 5000 was down 1,011.82 points (2.62%) to close at 37,563.90.

The price of the 10-year Treasury note decreased 3/32, bringing the yield up to 4.091%. The price of the 30-year Treasury bond decreased 27/32, bringing the yield up to 4.126%.

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