Weekday news and analysis for retirement plan advisers

Tuesday, November 26, 2024 Exclusives | Awards | Research | Events

Compliance SEC Charges Former WAMCO co-CIO With Fraud The SEC alleges Ken Leech engaged in a multi-year scheme to favor some clients over others through a practice known as ‘cherry-picking,’ including in client savings and pension plans. News Feed Quick Links Deals & People Practice Management Products Client Service Data & Research Investing Compliance

Trump's Labor Secretary Pick Has More Health Than Retirement History Oregon representative Lori Chavez-DeRemer also comes with pro-labor record that may give pause to Republican Senators.

Today’s Most Read 1. Nearly Half of Retirees Have No Formal Decumulation Strategy 2. Firefighter Pension Complaint Alleges Insider Trading by United Health Execs, Including Slain CEO 3. 401(k)s and the Courts in 2025

Cerrado Group Names Theresa Conti Executive Director Conti has rejoined the organization for third-party administrators following the retirement of Ann Slotwinski.

Advisory M&A News - 11/25/24 Jared Copinga joins Prime Capital Financial; MAG Wealth Management acquires Ovation Wealth Advisors; Summit Financial secures $420M with 3 minority stakes.

DOL Releases Informational Copies of 2024 Form 5500s The instruction updates include how to report on pension-linked emergency savings accounts.

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